The actual plea deal between the Securities and Exchange Commission and the first NCFE criminal defendant has been obtained by ASR. The details of the fraudulent activity are outlined by former SVP of compliance Sherry Gibson, who lists seven co-conspirators, although not by name. The document outlines the manner and means by which the conspiracy was carried out, and it details the overt acts involved in manipulating investor reports, how they were doctored, and how the entire operation was signed off upon by a still unnamed "conspirator A."
To view the complaint in its entirety,
