CDO analyst Arturo Cifuentes filed a Sarbanes-Oxley complaint with OSHA today alleging that his former employer, Wachovia Securities, attempted to influence and in some instances stop fixed income research reports. The complaint, filed Wednesday, alleges that Wachovia's "attempted influence was intended to coincide with firm deals and sales to its clients, as well as to please existing clients and potential clients," according to a written release by New York firm Malecki Law, which is handling the case on behalf of Cifuentes.

 

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