Victor T. Samuel, JD, MBA

Victor T. Samuel, JD, MBA

Currently working as a Subject Matter Expert on Regulatory Policy and Consumer Compliance at Nice Systems, Victor has over 15 years of solid regulatory and executive management experience working in senior compliance and operational roles for several Financial Services companies. He most recently worked at Citi for 6 years and was responsible for Regulatory Exams and Policy coordination for the registered broker dealer, Citigroup Global Markets Inc. He also served in a leadership capacity for the AML Strategy and Planning Office helping to drive global AML regulatory initiatives across Citi. His work experience also includes a stint as Supervisor of Staff Examiners with FINRA and he was also engaged in private practice as a legal consultant to registered broker/dealers and hedge funds. Victor holds a JD with a concentration in securities regulation and an MBA in Finance. He is currently registered with the following licenses: Equity Trader (S55), General Securities Principal (S24), General Securities Representative (S7). He is admitted to the Bar in New York State.